FINRA Awards for Aurelio A. Garcia

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03345	11/13/2020	Claimant(s): Scott Krelle Claimant Lawyers(s): Scott Krelle Respondent(s): Antoni Lucas, Wedbush Securities Inc., David Hirons Respondent Lawyers(s): Ryan S. Lean Arbitrator(s): Kendall C. Reed, Aurelio A. Garcia, Elizabeth Yang Hearing Site: Los Angeles, CA		Dismissed
17-01267	02/20/2020	Claimant(s): Jenny Resnick, Robert Resnick Claimant Lawyers(s): Marc I Zussman Respondent(s): Morgan Stanley Respondent Lawyers(s): Nicholas N. George Arbitrator(s): Mary M. O'Neil, Aurelio A. Garcia, Loyd A Wright Hearing Site: Los Angeles, CA		$0
17-00230	09/28/2018	Claimant(s): Elide Corporation Claimant Lawyers(s): Mauricio S. Beugelmans Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Audette Paul Morales Arbitrator(s): Robert B. Hansohn, Robert E. Jenks, Aurelio A. Garcia Hearing Site: Los Angeles, CA		Expungement
14-02492	03/10/2015	Claimant(s): Chung Chang Claimant Lawyers(s): Chung Young Chang Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Christine A. Page, Ralph B. Perry, Aurelio A. Garcia Hearing Site: Los Angeles, CA		$0