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FINRA Awards for Aurelio A. Garcia

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0370108/02/2022Claimant(s): John Sanders
Claimant Lawyers(s): Thomas C. Allison
Respondent(s): Jamie Bennett, Silber Bennett Financial.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Sandra L. Malek, Aurelio A. Garcia, David Owen Berry
Hearing Site: Los Angeles, CA
19-0156001/21/2022Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): G. Thomas Fleming
Respondent(s): James Shelburne
Respondent Lawyers(s): James Christopher Shelburne
Arbitrator(s): Barton J. Brewer, Kendall C. Reed, Aurelio A. Garcia
Hearing Site: Los Angeles, CA

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