Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-04299 | 09/22/2009 | Claimant(s): Jennifer McNulty Claimant Lawyers(s): Robert A. Vallone Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ |  | $5,700 |
| 09-01876 | 09/17/2009 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): R. Matthew Ingraham Respondent(s): Robert Lieblang Respondent Lawyers(s): Robert J. Lieblang Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | | $0 |
| 08-00484 | 08/24/2009 | Claimant(s): Hector Huertas Claimant Lawyers(s): Hector L. Huertas Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Michael E. Scullin, Richard Frank Colello, Gary I. Kravis Hearing Site: Philadelphia, PA | | $0 |
| 09-01244 | 08/11/2009 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): R. Matthew Ingraham Respondent(s): Mujib Rahman Respondent Lawyers(s): Mujib Rahman Arbitrator(s): Madelyn A. Levy Hearing Site: New York, NY | | $0 |
| 08-02255 | 07/21/2009 | Claimant(s): Hung Hoang Claimant Lawyers(s): James T. Kim Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Harry B. Endsley, E. Duane Stephens, Hadden Wing Roth Hearing Site: San Francisco, CA | | $0 |
| 09-00367 | 07/08/2009 | Claimant(s): Alan Gelband Co. Def. Contr. Pension Pla Claimant Lawyers(s): Alan Gelband Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Edward G. Toptani Hearing Site: New York, NY | | $213 |
| 08-00447 | 06/26/2009 | Claimant(s): Samuel McDonald Claimant Lawyers(s): Sam McDonald Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Maurice J. Skoler, Thomas H. Tucker, Leon E. Byng Hearing Site: Boston, MA | | $0 |
| 09-00522 | 06/25/2009 | Claimant(s): Michael R. Ladanyi, IRA Claimant Lawyers(s): Michael R. Ladanyi Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): James M. Shaker Hearing Site: Seattle, WA | | $88 |
| 08-04810 | 06/16/2009 | Claimant(s): Michael Prevor Roth IRA Claimant Lawyers(s): Michael A. Prevor Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): David Rich Hearing Site: Boca Raton, FL | | $5,319 |
| 09-00256 | 06/08/2009 | Claimant(s): John Udovich Claimant Lawyers(s): John J. Udovich Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Ann Pinciss Berman Hearing Site: New York, NY | | $0 |