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FINRA Awards for Citigroup Global Markets.

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Displaying 351-360 out of 395 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0323704/17/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Thomas Huss
Respondent Lawyers(s): Thomas Huss
Arbitrator(s): Mitchell B. Goldberg
Hearing Site: Cleveland, OH
Checkmark Icon$0
07-0317804/16/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): David Pool
Respondent Lawyers(s): David Pool
Arbitrator(s): Keith E. Mattern
Hearing Site: St. Louis, MO
Checkmark Icon$0
07-0318004/16/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Joshua Levine
Respondent Lawyers(s): Joshua Levine
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$0
07-0318104/16/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Alan Levande
Respondent Lawyers(s): Alan Levande
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
Checkmark Icon$0
07-0319104/16/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Tony Cheng
Respondent Lawyers(s): Tony Cheng
Arbitrator(s): Paul D. Gutierrez
Hearing Site: San Francisco, CA
Checkmark Icon$0
07-0316904/10/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Michael Blum
Respondent Lawyers(s): Michael Blum
Arbitrator(s): David L. Hoffberg
Hearing Site: Buffalo, NY
Checkmark Icon$0
07-0317104/10/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Stein
Respondent Lawyers(s): John Stein
Arbitrator(s): Harvey C. Flodin
Hearing Site: San Diego, CA
Checkmark Icon$0
07-0318704/10/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): John Gorman
Respondent Lawyers(s): John Gorman
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Hartford, CT
Checkmark Icon$0
07-0267504/10/2008Claimant(s): George Allen
Claimant Lawyers(s): George S. Allen
Respondent(s): Citigroup Global Markets., Mark Standard
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Michael E. Curan
Hearing Site: New York, NY
Checkmark Icon$425
07-0318604/08/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Barry Do
Respondent Lawyers(s): Barry Do
Arbitrator(s): Nick G. Tarlson
Hearing Site:
Checkmark Icon$0

395 Results

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