| 06-01615 | 12/19/2008 | Claimant(s): Nancy Wolin
Claimant Lawyers(s): Alicia Santana Torres
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew Thibaut
Arbitrator(s): Sanford M. Naiditch, Brian William Schremp, Kenneth E. Merklen
Hearing Site: Boca Raton, FL
|  | $0 |
| 04-08019 | 12/16/2008 | Claimant(s): The Kramer Family Trust dtd 05/25/77
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | $0 |
| 04-05898 | 12/12/2008 | Claimant(s): Melvin A. Guillory IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Jason G. Ourso
Hearing Site: New Orleans, LA
| | $0 |
| 07-02941 | 12/05/2008 | Claimant(s): Basil Marryshow, Basil A. Marryshow, IRA, Profit Sharing Plan
Claimant Lawyers(s): Brian J. Sommer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): John H. Ewing, Michael R. Stabile, Walter J. Blenko
Hearing Site: Pittsburgh, PA
| | $0 |
| 08-00979 | 12/03/2008 | Claimant(s): Mary Gabriel Schweitzer
Claimant Lawyers(s): Mary Gabriel Schweitzer
Respondent(s): George Redheffer, Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel, George Lyman Redheffer
Arbitrator(s): Richard L. Merkel
Hearing Site: Phoenix, AZ
| | $213 |
| 08-01952 | 12/02/2008 | Claimant(s): Dr. Sava Lukac
Claimant Lawyers(s): Sava Lukac
Respondent(s): Citigroup Global Markets., Marlon Travis
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
| | $0 |
| 07-02572 | 12/01/2008 | Claimant(s): Shirley Hurd, Shirley H. Hurd Family Trust
Claimant Lawyers(s): Steven E. Achelpohl
Respondent(s): Citigroup Global Markets., Teri Wilson, Terrence Devlin
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): James C. Morrow, Douglas A. Spier, Ken L. Andersen
Hearing Site: Omaha, NE
| | Stipulated Award and Expungement |
| 07-03209 | 11/19/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): David Gottlieb
Respondent Lawyers(s): David Gottlieb
Arbitrator(s): Alfred H. Kingon
Hearing Site: New York, NY
| | $0 |
| 08-00841 | 11/19/2008 | Claimant(s): Emily Martin Revocable Living Trust
Claimant Lawyers(s): Brett Alcala
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Thomas C. McNally, David R. Finch, Mary H. Evans
Hearing Site: San Francisco, CA
| | $105,550 |
| 07-01659 | 11/18/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania Facher
Respondent(s): Lee Weissman
Respondent Lawyers(s): Lee Weissman
Arbitrator(s): Bonny Kathleen Riggs, Thomas D. Cochran, Montgomery G. Griffin
Hearing Site: Honolulu, HI
| | $0 |
