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FINRA Awards for Steven E. Achelpohl

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0109311/23/2009Claimant(s): Donald Fangman, FRA Mauro, LTD.
Claimant Lawyers(s): Steven E. Achelpohl
Respondent(s): Victor Oelsen, RBC Capital Markets Corporation
Respondent Lawyers(s): Janiece M. Longoria
Arbitrator(s): Lawrence P. McLellan
Hearing Site: Omaha, NE
Checkmark Icon$0
07-0257212/01/2008Claimant(s): Shirley Hurd, Shirley H. Hurd Family Trust
Claimant Lawyers(s): Steven E. Achelpohl
Respondent(s): Citigroup Global Markets., Teri Wilson, Terrence Devlin
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): James C. Morrow, Douglas A. Spier, Ken L. Andersen
Hearing Site: Omaha, NE
Checkmark IconStipulated Award and Expungement

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