| 22-02974 | 06/23/2023 | Claimant(s): Ian Landicho
Claimant Lawyers(s): Ian I. Landicho
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
|  | $0 |
| 20-04186 | 06/05/2023 | Claimant(s): Chad Tenkley IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
| | Expungement |
| 22-02129 | 05/08/2023 | Claimant(s): Ellen and Ken Strang
Claimant Lawyers(s): Ken Strang
Respondent(s): Brent Bassler, E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Susan S. Bentley
Hearing Site: Tampa, FL
| | $300 |
| 22-02094 | 03/24/2023 | Claimant(s): Tradestation Securities.
Claimant Lawyers(s): Steven M. Greenbaum
Respondent(s): Marc Pozzuoli
Respondent Lawyers(s): Marc D. Pozzuoli
Arbitrator(s): Vlad Gerard Spitzer
Hearing Site: Tampa, FL
| | $17,312 |
| 21-02993 | 03/13/2023 | Claimant(s): Sheila Gambrel, The Jean O. King Trust
Claimant Lawyers(s): Robert C. Stokes
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Richard S. Zaifert, Gary E. Marcus, Carolyn E. Moore
Hearing Site: Tampa, FL
| | $0 |
| 22-01019 | 02/22/2023 | Claimant(s): Germon Medeiros, Jennifer Medeiros, Germon G. and Jennifer L. Medeiros, Germon G. Medeiros Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Joseph Todd
Respondent Lawyers(s): Joseph Michael Todd
Arbitrator(s): Nicholas John Taldone, Joanna Salapska-Gelleri, Lloyd Green
Hearing Site: Tampa, FL
| | $97,800 |
| 22-00358 | 02/14/2023 | Claimant(s): Michael Garrette
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Maurice M. Feller, Mimi B. Osiason, Kathy A. Tatone
Hearing Site: Tampa, FL
| | Dismissed by Rule 12206 |
| 21-00957 | 02/14/2023 | Claimant(s): David Barnett, Sara Barnett, DSB Financial Investments, David Barnett OBO his IRA, Sara Barnett OBO her IRA
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Martin M. Van Luven, Brian Campbell, Laura Susann Ukoli
Hearing Site: Tampa, FL
| | Expungement |
| 21-02127 | 12/01/2022 | Claimant(s): Anthony Nowak, Anthony E. Nowak Rev. Trust
Claimant Lawyers(s): Robert Savage
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Gayle B. Carlson, John G. Sciandra, Mark Joseph Mugnaini
Hearing Site: Tampa, FL
| | $11,658,100 |
| 21-02940 | 11/15/2022 | Claimant(s): Yvonne Lyon
Claimant Lawyers(s): Robert Persante
Respondent(s): James Evans, Fidelity Brokerage Services LLC, Ryan Patrick
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Mimi B. Osiason, Geoffrey Paul Nuckolls, Andrea M Johnson
Hearing Site: Tampa, FL
| | Expungement |
