22-00721 | 06/01/2023 | Claimant(s): William Morrow Claimant Lawyers(s): Zachary Morse Respondent(s): Titan/Value Equities Group., Independent Financial Group., Value Equities Corporation Respondent Lawyers(s): Michael Mullenniex, Robert L. Dix, Sarah J. Kreisman Arbitrator(s): Morris S. Getzels Hearing Site: San Diego, CA
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22-02675 | 05/31/2023 | Claimant(s): Kristina Nichols Claimant Lawyers(s): James P. Galvin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY
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22-01108 | 05/30/2023 | Claimant(s): Mihir Jobalia Claimant Lawyers(s): Robert L. Herskovits Respondent(s): KPMG Corporate Finance LLC Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA
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22-01428 | 05/26/2023 | Claimant(s): Carolina Tanjutco Claimant Lawyers(s): Carolina Tanjutco Respondent(s): NYLife Securities LLC, New York Life Insurance Company Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Carol Maria Luttati, Abigail R. Levy Hearing Site: New York, NY
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22-01227 | 05/26/2023 | Claimant(s): William Armfield Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Robert K. Jamieson Arbitrator(s): Chase Boone Saunders Hearing Site: Charlotte, NC
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21-02748 | 05/25/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Kevin J Woods Respondent(s): Eric Demarcus Respondent Lawyers(s): Neda Ataie Arbitrator(s): Peter H. Daly, Val D. Hornstein, Richard Ullman Hearing Site: San Francisco, CA
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22-00012 | 05/25/2023 | Claimant(s): Damon George Claimant Lawyers(s): Damon David George Respondent(s): United Planners' Financial Services Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Nancy E. Hochman, John M. Casey, Mark Lee Haggard Hearing Site: Portland, OR
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17-00546 | 05/25/2023 | Claimant(s): Gerard Costello, Matthew Buchsbaum, Scott Rosenberg, Sonia Attkiss Claimant Lawyers(s): Robert Miller Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): Stephen M. Kramarsky Arbitrator(s): Sam Antar, Alan Robert Sacks, Jason Lowe Hearing Site: New York, NY
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22-02058 | 05/24/2023 | Claimant(s): Rodrigo Jolig Claimant Lawyers(s): Ethan Andrew Brecher Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Keely D. Parr, Kellisia Hazlewood, Rick Rutman Hearing Site: New York, NY
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23-00020 | 05/24/2023 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Samuel Girgiss Respondent Lawyers(s): Samuel Girgiss Arbitrator(s): Albert Rizzo Hearing Site: New York, NY
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