07-01135 | 09/23/2008 | Claimant(s): Ryan Beck & Co. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Arthur Ogbogu Respondent Lawyers(s): Arthur Ogbogu Arbitrator(s): Richard W Berenger, Joseph C. Pickard, William A. Hohauser Hearing Site: New York, NY
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07-01342 | 09/23/2008 | Claimant(s): Ryan Beck & Co. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Paul Martin Respondent Lawyers(s): Mark J. Astarita Arbitrator(s): Patrick J. Howley, Ernest Edward Badway, Walter W. Jensen Hearing Site: Newark, NJ
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07-01941 | 09/23/2008 | Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): Carolyn Guy Respondent(s): Gary Handler Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Robert S. Fash, Robert Elman, Katharine Reed Coleman Hearing Site: Los Angeles, CA
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07-02144 | 09/23/2008 | Claimant(s): Morgan Keegan & Company. Claimant Lawyers(s): Shea O'Brien Hicks Respondent(s): Holt Harris Respondent Lawyers(s): Holt E. Harris Arbitrator(s): George F. Longino Hearing Site: Dallas, TX
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07-02165 | 09/23/2008 | Claimant(s): Amy Levenson Claimant Lawyers(s): Anne C. Vladeck Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Robin D. Fessel Arbitrator(s): Denzil J. Klippel, Richard E. Lerner, Joshua Mark Zucker Hearing Site: New York, NY
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07-03612 | 09/23/2008 | Claimant(s): Adol Owen-Williams Claimant Lawyers(s): James F. Shalleck Respondent(s): BB&T Investment Services. Respondent Lawyers(s): Alan L. Briggs Arbitrator(s): Theodore W. Urban, Louis Nebel, Merle D. Rockwell Hearing Site: Washington, DC
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07-02449 | 09/22/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Richard Smithson Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Edward T. Borer, Stephen T. Mayhew, Jack H. McNairy Hearing Site: Philadelphia, PA
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07-02877 | 09/22/2008 | Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Martin Q. Ryan Respondent(s): Scott Tischler Respondent Lawyers(s): Scott Gregory Crowley Arbitrator(s): Ida W. Draim, Keith A. Green, Donna L. Cooper Hearing Site: Richmond, VA
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08-01162 | 09/22/2008 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Richard A. Karoly Respondent(s): Thomas Hodges Respondent Lawyers(s): Thomas S. Hodges Arbitrator(s): Emily J. Lewis, John B. Glueckert, Jo Ann Numbers Hearing Site: Cincinnati, OH
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07-02565 | 09/15/2008 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Thomas Kret Respondent Lawyers(s): Ronald M. Amato Arbitrator(s): Carmen P. Michelotti, Gary D. Krueger, James A. Murphy Hearing Site: Chicago, IL
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