08-02090 | 11/25/2009 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Kelli Bullington Respondent(s): John Lagattuta Respondent Lawyers(s): Charles K. Webster Arbitrator(s): Bert S Cliff, N. John Marinack, David Darrah Hearing Site: Cleveland, OH
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09-01546 | 11/24/2009 | Claimant(s): Lincoln Investment Planning. Claimant Lawyers(s): Joshua S. Ganz Respondent(s): Linda Bailey Respondent Lawyers(s): Linda Joan Bailey Arbitrator(s): Jerry P. DeNigris Hearing Site: Newark, NJ
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09-04235 | 11/24/2009 | Claimant(s): Damon Dozier Claimant Lawyers(s): John Caldwell Respondent(s): Mark Rhynes Respondent Lawyers(s): Mark Herman Rhynes Arbitrator(s): Robert F. Saint-Aubin Hearing Site: Los Angeles, CA
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07-02483 | 11/23/2009 | Claimant(s): Holly Bell Claimant Lawyers(s): Trippe S. Fried Respondent(s): Fifth Third Bank Respondent Lawyers(s): Marcus M. Crider Arbitrator(s): Fred M. Acuff, Robert J Warner, Judith Stilz Ogden Hearing Site: Nashville, TN
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08-03243 | 11/23/2009 | Claimant(s): Christopher Winton Claimant Lawyers(s): Todd R. Hixon Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Edward A. Walton Arbitrator(s): Henry Hermann, Donald C. Hood, Helmut O. Wolff Hearing Site: Dallas, TX
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08-04374 | 11/23/2009 | Claimant(s): Mark Steele Claimant Lawyers(s): Keith Ehrman Respondent(s): Thomas Weisel Partners LLC Respondent Lawyers(s): Thomas P. Klein Arbitrator(s): Andrew R. Epstein, James N. D'Orso, Peter H. Daly Hearing Site: San Francisco, CA
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09-00965 | 11/23/2009 | Claimant(s): City Securities Corporation Claimant Lawyers(s): John T.L. Koening Respondent(s): Brian Osner, Ameriprise Financial Services. Respondent Lawyers(s): Dennis J. Concilla Arbitrator(s): R. Van Young, Raymond M. Kirtley, Eugene G. Ziobron Hearing Site: Indianapolis, IN
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09-02554 | 11/20/2009 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Don Steriovski Respondent Lawyers(s): Don Steriovski Arbitrator(s): Victor Elting Hearing Site: Chicago, IL
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09-03005 | 11/19/2009 | Claimant(s): Michael Dortheimer Claimant Lawyers(s): Michael Dortheimer Respondent(s): James Conlin, Kabrik Trading LLC Respondent Lawyers(s): Andrew J. Goodman Arbitrator(s): Gary W. Sherbell Hearing Site: New York, NY
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09-03710 | 11/19/2009 | Claimant(s): Financial West Group Claimant Lawyers(s): Robert Creaser Respondent(s): Walter Ellis Respondent Lawyers(s): Walter Allen Ellis Arbitrator(s): George Frederick Garris Hearing Site: Los Angeles, CA
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