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FINRA Awards for Walter Ellis

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0371011/19/2009Claimant(s): Financial West Group
Claimant Lawyers(s): Robert Creaser
Respondent(s): Walter Ellis
Respondent Lawyers(s): Walter Allen Ellis
Arbitrator(s): George Frederick Garris
Hearing Site: Los Angeles, CA

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