| 07-01726 | 03/20/2008 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Charles Monahan
Respondent Lawyers(s): Charles M. Monahan
Arbitrator(s): Linda Fairchild, Paul Lilling, Christopher Mark Aiello
Hearing Site: Orlando, FL
| | |
| 07-00960 | 02/07/2008 | Claimant(s): Edgar Barron
Claimant Lawyers(s): Edgar Rene Barron
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Kathleen A. Dedenbach
Arbitrator(s): John R. Main, Warren A. Forest, Benjamin E. Fisher
Hearing Site: Orlando, FL
| | |
| 07-00423 | 12/27/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Brian Laughlin, Stifel, Nicolaus & Co.., Dennis Laughlin, Eugene McCarthy, James Potter
Respondent Lawyers(s): Marc S. Dobin, Shepherd D. Tate
Arbitrator(s): Terry G. Cleaves, Susan Jefferbaum Beck, Cindy L. Anderson
Hearing Site: Orlando, FL
| | |
| 07-02086 | 10/22/2007 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Carrie L. Chelko
Respondent(s): Bruce Paura
Respondent Lawyers(s): Bruce J. Paura
Arbitrator(s): Gregory L. Hess
Hearing Site: Orlando, FL
| | |
| 07-00175 | 09/07/2007 | Claimant(s): Edgar Barron
Claimant Lawyers(s): K. Michael Swann
Respondent(s): Colonial Brokerage.
Respondent Lawyers(s): Stanley E. Graham
Arbitrator(s): Robert L. Hudson, Michael D. Walsh, Joseph John Mantione
Hearing Site: Orlando, FL
| | |
| 06-04813 | 08/16/2007 | Claimant(s): Alan Chepenik, David Benoit
Claimant Lawyers(s): Terrance A. Bostic
Respondent(s): John Lang
Respondent Lawyers(s): Bruce Oakes
Arbitrator(s): Susan Jefferbaum Beck, Bernard Hornick, Cheryl W. Gitlin
Hearing Site: Orlando, FL
| | Expungement |
