FINRA Awards for Denise N. Seegobin

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00308	06/16/2016	Claimant(s): Bernardo Gattass Claimant Lawyers(s): Jonathan Sack Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Corey D. Winer Arbitrator(s): Bernard A. Kesselman, John J. Vesey, Denise N. Seegobin Hearing Site: New York, NY
10-02967	08/28/2013	Claimant(s): Claimant Lawyers(s): Respondent(s): Harry Friedman, Marc Reda, John Thomas Financial Respondent Lawyers(s): Harry Friedman, Robert M. Bursky Arbitrator(s): Joseph R. Brancaleone, Denise N. Seegobin, Stephen M. Schaedtler Hearing Site: New York, NY
11-03545	05/08/2013	Claimant(s): Martin Teevan Claimant Lawyers(s): Jeffrey Liddle Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Joanne Seltzer Arbitrator(s): Jill I. Gross, Denise N. Seegobin, Nino Armienti Hearing Site: New York, NY
10-05542	12/01/2011	Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Loretta M. Gastwirth Respondent(s): Fred Johnson Respondent Lawyers(s): Fred Johnson Arbitrator(s): Charles Kleinbaum, Denise N. Seegobin, David A. Schwarz Hearing Site: New York, NY
07-02629	04/29/2009	Claimant(s): GunnAllen Financial. Claimant Lawyers(s): Williard R. Knox Respondent(s): Carlos Bonilla, Jaime Diaz Respondent Lawyers(s): Richard A. Roth Arbitrator(s): Margaret M McQueeney, Denise N. Seegobin, Joseph Mark Hubbell Hearing Site: New York, NY