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FINRA Awards for M Holdings Securities.

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0304004/18/2024Claimant(s): Michael Depasquale
Claimant Lawyers(s): James P. Galvin
Respondent(s): M Holdings Securities., Nationwide Securities
Respondent Lawyers(s): Daniela Paez, Jason D. Christian
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
21-0223910/24/2022Claimant(s): Walter Helms
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
20-0411107/07/2021Claimant(s): Jason Kurchner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Stephanie Palimino
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Albany, NY
21-0003907/07/2021Claimant(s): Richard Swider
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Casey Dougherty, CCO
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
20-0218301/22/2021Claimant(s): Michael Kentor
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Noel Barnes
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX
20-0073512/21/2020Claimant(s): Daniel Shannon
Claimant Lawyers(s): Michael A. Gross
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
18-0240412/10/2018Claimant(s): Robert Jones
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Susan Provencher
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL

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