| 19-03605 | 04/21/2022 | Claimant(s): Joseph Cardenas, Machelle Cardenas, Yuma Cardiology Associates
Claimant Lawyers(s): Bradd L Milove
Respondent(s): Ryan Barradas, Kestra Investment Services, M Holdings Securities., WealthPoint, Barradas Family Trust, Kestra Advisory Services, Kestra Financial.
Respondent Lawyers(s): Edwin A. Barkel, Nancy L. Hendrickson
Arbitrator(s): Howard R. Gaines, Maureen Beyers, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
|  | $0 |
| 13-03104 | 10/15/2014 | Claimant(s): PFIS 401-K PSP & Trust
Claimant Lawyers(s): Kristina E. Thomas
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Timothy P. Griffin
Arbitrator(s): Arthur F. Brueggeman
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03976 | 08/12/2010 | Claimant(s): Ila Mellul
Claimant Lawyers(s): Lawrence Rosen
Respondent(s): David Marcus, M Holdings Securities.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Carole M. Crosby, James F. Carlson, Daniel Baruch Lidawer
Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
