FINRA Awards for William P. Thornton

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Displaying 11-19 out of 19 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02223	02/24/2020	Claimant(s): Andrew Rocco Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Samuel H. Chorches Hearing Site: Manchester, NH
19-00574	01/06/2020	Claimant(s): David Mehler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC
19-00104	10/16/2019	Claimant(s): John Novak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Hearing Site: Philadelphia, PA
19-00318	09/03/2019	Claimant(s): Wesley Cumbie Claimant Lawyers(s): Matthew Wolper Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Maxel (Bud) B Silverberg Hearing Site: Dallas, TX
18-01174	05/08/2019	Claimant(s): Timothy Schmadeke Claimant Lawyers(s): Dennis G. Peatrowsky Respondent(s): David Means, MML Investors Services Respondent Lawyers(s): J. David Jackson, William P. Thornton Arbitrator(s): Lynn Hirschfeld Brahin, John R. Loss, Steven Michael Vokal Hearing Site: Omaha, NE
18-01231	10/03/2018	Claimant(s): Frederick Scruggs Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Jane Tam Hearing Site: Richmond, VA
16-02543	09/11/2017	Claimant(s): Paul Saltaformaggio Claimant Lawyers(s): John W. Joyce Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton, Jr. Arbitrator(s): Dale A. Kaliszeski, Ashley Lucile Belleau, Onnig Hatchig Dombalagian Hearing Site: New Orleans, LA
12-02723	12/04/2013	Claimant(s): Deborah Mellis Claimant Lawyers(s): Stephen G. Cochran Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Emily Eiselman Hunter Hearing Site: Washington, DC
12-00201	08/19/2013	Claimant(s): J. Lee Claimant Lawyers(s): W. Scott Greco Respondent(s): Capitol Securities Management., Directed Services LLC, ING USA Annuity and Life Inssurance Co. Respondent Lawyers(s): Janet K. DeCosta, William P. Thornton Arbitrator(s): Stuart H. Dunn, Leon Henderson, Peter B. Vaden Hearing Site: Richmond, VA