| 12-00969 | 03/04/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Michael Jordan
Respondent Lawyers(s): Michael Gene Jordan
Arbitrator(s): Monroe Mitchel
Hearing Site: Miami, FL
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| 11-03665 | 12/04/2012 | Claimant(s): Bulltick
Claimant Lawyers(s): Hal M. Lucas
Respondent(s): Ramses Villela
Respondent Lawyers(s): Ramses Villela
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
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| 11-04757 | 10/23/2012 | Claimant(s): Andrew Menachem
Claimant Lawyers(s): Laura R. Whetstone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Allison D. Patton
Arbitrator(s): David M. Levine
Hearing Site: Miami, FL
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| 12-01543 | 09/25/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Pete S. Michaels
Respondent(s): Saul Montes-Bradley
Respondent Lawyers(s): Saul M. Montes-Bradley
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
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| 10-04871 | 07/26/2012 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Ronald Shindler
Respondent(s): Michelle Davis, Peter Bermont
Respondent Lawyers(s): Jeffrey R. Sonn, Ronald Shindler
Arbitrator(s): David P. Slater, Neil J. Berman, Rodolfo C. Angulo
Hearing Site: Miami, FL
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| 11-01396 | 06/19/2012 | Claimant(s): Lloyd Kolokoff
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Bernard A. Becker, Gilbert Tendler, Ivy Robin Ginsberg
Hearing Site: Miami, FL
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| 11-01689 | 06/12/2012 | Claimant(s): Indra Campbell
Claimant Lawyers(s): Indra D Campbell
Respondent(s): Cesar Hernandez, Gustavo Hernandez, Global Strategic Investments
Respondent Lawyers(s): Cesar Gabriel Hernandez, Don Lee, Gustavo Adolfo Hernandez
Arbitrator(s): William R. Alheim
Hearing Site: Miami, FL
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| 09-07228 | 05/29/2012 | Claimant(s): Enrique Pochat
Claimant Lawyers(s): W. Steven Adams
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Linda M. Granata, Bernard A. Becker, Leah Sherman
Hearing Site: Miami, FL
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| 11-00180 | 05/08/2012 | Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Daniel P. Lund
Hearing Site: Miami, FL
| | Expungement |
| 10-04775 | 05/07/2012 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Ronald D. Shindler
Respondent(s): Alejandro Rotundo, Jose de la Lama, Michel Rittenberg
Respondent Lawyers(s): Ronald D. Shindler, Ronald Weil
Arbitrator(s): Nancy J. Cliff, William R. Alheim, James Conrad Sankpill
Hearing Site: Miami, FL
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