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FINRA Awards for Miami, FL

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Displaying 61-70 out of 122 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0458203/27/2014Claimant(s): Lewis Robinson
Claimant Lawyers(s): Josh M. Rubens
Respondent(s): UBS Financial Services Inc., UBS Partner Plus Plan
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Martin A. Feigenbaum, Mark A Bilawsky, Brett Matthew Logan
Hearing Site: Miami, FL
13-0268103/13/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Austin Jambor
Respondent Lawyers(s): Jason S. Chapman
Arbitrator(s): Daniel P. Lund
Hearing Site: Miami, FL
13-0191601/30/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Colleen Cowan
Respondent Lawyers(s): Michael D. Kennedy
Arbitrator(s): Monica I. Salis
Hearing Site: Miami, FL
13-0210001/17/2014Claimant(s): Philippe Rousseaux
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Sheila Murphy
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
13-0070312/02/2013Claimant(s): Perry Pinhas
Claimant Lawyers(s): Perry J. Pinhas
Respondent(s): Armen Karapetyan
Respondent Lawyers(s): Armen Karapetyan
Arbitrator(s): Gloria O. North
Hearing Site: Miami, FL
13-0080011/12/2013Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): Richard Rodriguez
Respondent Lawyers(s): Richard Rodriguez
Arbitrator(s): Lewis J. Levey
Hearing Site: Miami, FL
13-0137610/31/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Owen Parr
Respondent Lawyers(s): Owen G. Parr
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
12-0011910/03/2013Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Mark J. Alonso
Respondent(s): Otto Font
Respondent Lawyers(s): Otto Francisco Font
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
13-0016509/25/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Laurie A. Perez
Respondent(s): Evelyn Correa
Respondent Lawyers(s): Evelyn Correa
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
12-0421809/05/2013Claimant(s): Daniel Alfonso
Claimant Lawyers(s): Daniel Alfonso
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): George G. Kurschner
Hearing Site: Miami, FL

122 Results

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