| 16-01001 | 02/28/2018 | Claimant(s): Christian Gherardi
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Citigroup Global Markets., Michael Averett
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Louis David Huss, Robert J. Bender, Jack Martin Coe
Hearing Site: Miami, FL
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| 15-01399 | 01/09/2018 | Claimant(s): Beverly Hunnewell
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Jeffrey Newman, Sarah Burns, Park Avenue Securities LLC
Respondent Lawyers(s): David A. Weintraub, Neil S. Baritz, Z. Logan Gould
Arbitrator(s): Gilbert A. Schnirman, Christopher J. Klein, Glenn Franklin Fuller
Hearing Site: Miami, FL
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| 17-01245 | 12/14/2017 | Claimant(s): Marc Silverman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Geneos Wealth Management.
Respondent Lawyers(s): Christina Heller, Michelle M. Atlas
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
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| 17-01918 | 12/12/2017 | Claimant(s): Dilin Warnakulasuriya
Claimant Lawyers(s): Dilin Fernando Warnakulasuriya
Respondent(s): Wilfredo Felix, Primex
Respondent Lawyers(s): Wilfredo Felix
Arbitrator(s): Gary Frederick Birnberg
Hearing Site: Miami, FL
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| 14-00259 | 10/12/2017 | Claimant(s): Charles Wallace
Claimant Lawyers(s): Marguerite C. Snyder
Respondent(s): Morgan Stanley, Morgan Stanley FA Notes Holdings LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Steven Gerard Goerke, Jeffrey R. Roth, Michael S. Kozlow
Hearing Site: Miami, FL
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| 16-03217 | 08/21/2017 | Claimant(s): Peter Zubizarreta
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kurt T. Kalberer II.
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
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| 16-02781 | 07/20/2017 | Claimant(s): Patrick Dwyer
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Steven N. Ainbinder, Barry David Thorpe, Keith Robert Santillo
Hearing Site: Miami, FL
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| 16-03262 | 06/09/2017 | Claimant(s): Randall Bodner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Christopher J. Klein
Hearing Site: Miami, FL
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| 14-03703 | 05/02/2017 | Claimant(s): Adam Berlin
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Marie G. Peterson
Hearing Site: Miami, FL
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| 16-01332 | 02/14/2017 | Claimant(s): Marc Silverman
Claimant Lawyers(s): Carla B. Minckley
Respondent(s): Securities America.
Respondent Lawyers(s): Kevin J. Miller
Arbitrator(s): Jonathan H. Parker, Kimberly A. Gilmour, Barry David Thorpe
Hearing Site: Miami, FL
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