Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01821 | 02/28/2019 | Claimant(s): Forest Faro Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Martin A. Feigenbaum Hearing Site: Miami, FL | ||
| 18-03484 | 02/15/2019 | Claimant(s): Alejandro Mendieta Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Brandy Pikus Arbitrator(s): Mark A Bilawsky Hearing Site: Miami, FL | ||
| 18-01131 | 02/06/2019 | Claimant(s): Nelson Faro Claimant Lawyers(s): Joelle A. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Mark A Bilawsky Hearing Site: Miami, FL | ||
| 18-02836 | 01/31/2019 | Claimant(s): Guarionex Berrido Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Janell M. Ahnert Arbitrator(s): Nancy J. Cliff Hearing Site: Miami, FL | ||
| 18-00812 | 12/18/2018 | Claimant(s): Forrest Faro Claimant Lawyers(s): Joelle A. Simms Respondent(s): Morgan Stanley Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Will Murphy Hearing Site: Miami, FL | ||
| 16-03637 | 12/17/2018 | Claimant(s): Andrew Mandala, Eric Abrahams Claimant Lawyers(s): Seth I. Rubinson Respondent(s): Raymond, James & Associates., Raymond James Financial. Respondent Lawyers(s): George L. Guerra Arbitrator(s): Gloria O. North, James M. Scutti, Renaldy Jose Gutierrez Hearing Site: Miami, FL | ||
| 18-01718 | 11/12/2018 | Claimant(s): Federico Sanchez Claimant Lawyers(s): Alise Johnson Henry Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Barry David Thorpe Hearing Site: Miami, FL | ||
| 18-01455 | 08/14/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Travis R. Chapin Respondent(s): Jorge Sarria Respondent Lawyers(s): Jorge J. Sarria Arbitrator(s): Steven Gerard Goerke Hearing Site: Miami, FL | ||
| 18-00422 | 08/01/2018 | Claimant(s): Francisco Fernandez Leon Claimant Lawyers(s): Robert J. Harvey Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Benjamin Biard Arbitrator(s): Nanci Sondra Landy Hearing Site: Miami, FL | ||
| 16-03699 | 06/22/2018 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael J. Sheehan Respondent(s): Eric Brook Respondent Lawyers(s): Michael S. Taaffe Arbitrator(s): Steven R. Reininger Hearing Site: Miami, FL |