Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-05102 | 11/15/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Robert David Respondent Lawyers(s): Robert M. David Arbitrator(s): John A. Davis Hearing Site: Houston, TX | ||
| 09-06181 | 11/04/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Amy M. Fritsky Respondent(s): Matt Neas Respondent Lawyers(s): Matt S. Neas Arbitrator(s): Jack Chapline Vaughan, Joseph Herbert Storthz, William A. Allen Hearing Site: Houston, TX | ||
| 10-05099 | 11/02/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Brian S. Hormozi Respondent(s): Si Lee Respondent Lawyers(s): Si Ball Lee Arbitrator(s): J. Maxwell Williams Hearing Site: Houston, TX | ||
| 09-06066 | 10/21/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): James J. McNamara Respondent(s): Christopher St. Laurent Respondent Lawyers(s): Leonard J. Meyer Arbitrator(s): Mark A. Myers, Jeff Kilgore, Carlton A. Butler Hearing Site: Houston, TX | ||
| 11-02056 | 10/07/2011 | Claimant(s): Robert Bickham Claimant Lawyers(s): Meredith A. Cunningham Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Daniel Rosenbaum Arbitrator(s): David G. Beerbower Hearing Site: Houston, TX | ||
| 10-04203 | 10/06/2011 | Claimant(s): Judy Phinizy Claimant Lawyers(s): Lewis Harley Respondent(s): Moody Securities, Llc Respondent Lawyers(s): J. Randle Henderson Arbitrator(s): Bertrand C. Moser, Jeff Kilgore, David D. McNally Hearing Site: Houston, TX | ||
| 10-04938 | 10/05/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S. Griesmeyer Respondent(s): Aaron Hansz Respondent Lawyers(s): Thomas A. Adams Arbitrator(s): Mark C. Watler Hearing Site: Houston, TX | ||
| 11-02114 | 10/03/2011 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fischer Respondent(s): Nick Kerrigan Respondent Lawyers(s): Nick John Kerrigan Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 11-01274 | 09/19/2011 | Claimant(s): Renato Virata Claimant Lawyers(s): Renato Garcia Virata Respondent(s): Invesco Distributors. Respondent Lawyers(s): Wes R. McCart Arbitrator(s): David C. Redford Hearing Site: Houston, TX | ||
| 11-00700 | 09/13/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Donald R. Littlefield Respondent(s): Kamran Nezami Respondent Lawyers(s): Aaron G. Ries Arbitrator(s): Mark A. Myers Hearing Site: Houston, TX |