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FINRA Awards for Daniel Rosenbaum

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0205610/07/2011Claimant(s): Robert Bickham
Claimant Lawyers(s): Meredith A. Cunningham
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Daniel Rosenbaum
Arbitrator(s): David G. Beerbower
Hearing Site: Houston, TX

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