Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04333 | 07/22/2019 | Claimant(s): Harvey Hardee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): James K. Langdon Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 17-03279 | 07/01/2019 | Claimant(s): Christopher Johnson, Lee Przybyla Claimant Lawyers(s): Jonah Toleno Respondent(s): USAA Financial Advisors. Respondent Lawyers(s): Michael R. Greco Arbitrator(s): R Lee Britton, Irving Sylvester Moses, Stephanie E. Simmons Hearing Site: Houston, TX | ||
| 17-02679 | 06/10/2019 | Claimant(s): Michael Digaetano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 18-01433 | 05/23/2019 | Claimant(s): Mark Moore Claimant Lawyers(s): Coren H. Stern Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Craig A. Vollono Arbitrator(s): Brian James Tagtmeier Hearing Site: Houston, TX | ||
| 18-03665 | 05/20/2019 | Claimant(s): Lance Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wunderlich Securities. Respondent Lawyers(s): James T. Ritt Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 18-01545 | 05/13/2019 | Claimant(s): John Carolyn Claimant Lawyers(s): Alise Johnson Henry Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Maria Paz Chacon Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX | ||
| 17-00611 | 04/15/2019 | Claimant(s): Neal Carlson Claimant Lawyers(s): Leonard J. Meyer Respondent(s): Credit Suisse Securities (USA) LLC Respondent Lawyers(s): David J. Clark Arbitrator(s): Brian James Tagtmeier, Gary Jason Fischman, R. Michelle Boldon Hearing Site: Houston, TX | ||
| 18-02819 | 04/08/2019 | Claimant(s): Eric Dupre Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc., Raymond, James & Associates. Respondent Lawyers(s): Joelle Simms, Stanton Fears Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 18-02502 | 03/08/2019 | Claimant(s): Lance Roberts Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Nelsonreid. Respondent Lawyers(s): John Starks Arbitrator(s): Frank M. Romano Hearing Site: Houston, TX | ||
| 18-02818 | 03/04/2019 | Claimant(s): Scott Bishop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX |