| 24-00024 | 11/18/2024 | Claimant(s): Matthew Moll
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): James S. Bradbury
Arbitrator(s): Andrew Kennon Jennings
Hearing Site: Atlanta, GA
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| 23-02939 | 10/25/2024 | Claimant(s): Michael Fordham
Claimant Lawyers(s): Gordon C. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Roberta Haft, Olivia J. Valentine, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
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| 23-03262 | 09/04/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Bryan Hicks
Respondent Lawyers(s): Paul D. Flack
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
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| 22-00508 | 05/20/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Trace Schmeltz
Respondent(s): Apex Clearing Corporation, Webull Financial LLC
Respondent Lawyers(s): Jonathan D. Neerman, Ryan K. Bakhtiari
Arbitrator(s): Mark Aaron Jones, Mary Mackey, Page R Barnes
Hearing Site: San Francisco, CA
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| 23-01890 | 05/02/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Erico Galvez, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrea Peraner-Sweet, Rachael L. Carp
Arbitrator(s): Robert L. Chase, David J. Kaufman, David S. Godkin
Hearing Site: Augusta, ME
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| 19-03270 | 04/23/2024 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Jacob Williams
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Barbara M. Zak, Marie Ann Stein, Alina Landver
Hearing Site: Los Angeles, CA
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| 23-02773 | 04/09/2024 | Claimant(s): Peter Pavlakis
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg M. Scanlon
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 23-02595 | 02/14/2024 | Claimant(s): NAMCOA - Naples Asset Management Co
Claimant Lawyers(s): Paul J McIntyre
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
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| 22-01691 | 02/02/2024 | Claimant(s): Andreas Klein
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Michael L. Lyons, Susan Finefrock, Ann Marie Hansen
Hearing Site: Columbus, OH
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| 23-01395 | 01/30/2024 | Claimant(s): John Cameron
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Portland, OR
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