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FINRA Awards for Perry Lee Taylor

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0413111/22/2022Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Rethink Community, Rethink Management
Respondent Lawyers(s): Eric Jon Taylor
Arbitrator(s): Perry Lee Taylor, Barbara Black, John D Sours
Hearing Site: Atlanta, GA
14-0149112/07/2015Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): William Pair
Respondent Lawyers(s): William Thomas Pair
Arbitrator(s): Chandler R Bridges, Perry Lee Taylor, Robert H. Putnam
Hearing Site: Atlanta, GA
08-0334507/10/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Paul Marshall
Respondent Lawyers(s): Glenn D. Delk
Arbitrator(s): Joel Steven Arogeti, Perry Lee Taylor, Harvey R. Linder
Hearing Site: Atlanta, GA
09-0128810/06/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Eric Jon Taylor
Respondent(s): Jeremy Tintle
Respondent Lawyers(s): Jeremy G. Tintle
Arbitrator(s): Perry Lee Taylor, Michael J. Stern, Bonnie B. Revoner
Hearing Site: Atlanta, GA
09-0495509/21/2010Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Troy Joseph
Respondent Lawyers(s): Troy A. Joseph
Arbitrator(s): Perry Lee Taylor
Hearing Site: Atlanta, GA
08-0202709/30/2009Claimant(s): Midsouth Capital.
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Perry Lee Taylor, Victor L. Hayslip, Bernard Leroy Lynch
Hearing Site: Atlanta, GA
08-0355008/03/2009Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Mintz
Respondent(s): Donald Glover
Respondent Lawyers(s): Donald Lee Glover
Arbitrator(s): Perry Lee Taylor, Daniel H. Kolber, Kenneth I. Daniels
Hearing Site: Atlanta, GA
08-0010005/06/2008Claimant(s): NBC Securities.
Claimant Lawyers(s): John P. Scott
Respondent(s): Melanie Purvis, William McAleer, McAleer Asset Management
Respondent Lawyers(s): J. Casey Pipes
Arbitrator(s): Perry Lee Taylor, Todd Edward Phillips, Laree Payne Kennedy
Hearing Site: Birmingham, AL
07-0187102/22/2008Claimant(s): Citigroup Global Markets., Citigroup Global Markets Holdings.
Claimant Lawyers(s): W. Jerad Rissler
Respondent(s): Christopher Keelin
Respondent Lawyers(s): Christopher W. Keelin
Arbitrator(s): Claude H. Paddock, Perry Lee Taylor, William Stephen Lee
Hearing Site: Birmingham, AL
06-0075608/23/2007Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Dan S. McDevitt
Respondent(s): Gregory Fisher
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Perry Lee Taylor, John C. Yeoman, Ronelle W. Genser
Hearing Site: Atlanta, GA

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