| 14-02560 | 02/08/2016 | Claimant(s): Herbert Jablin
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Lawrence M. Green, James W. Geiger, Carl Henry Perdue
Hearing Site: Boca Raton, FL
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| 15-01023 | 01/28/2016 | Claimant(s): Jane Adler
Claimant Lawyers(s): Jane Rona Cohen Adler
Respondent(s): MetLife Securities Inc.
Respondent Lawyers(s): Samantha E. Dunton-Gallagher
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
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| 15-01719 | 12/10/2015 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Hofer
Respondent Lawyers(s): David Richard Hofer
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
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| 15-01502 | 11/24/2015 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Scott Washburn
Respondent Lawyers(s): Scott Alden Washburn
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
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| 15-00252 | 11/12/2015 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): Randy Bostick
Respondent Lawyers(s): Randy Lee Bostick
Arbitrator(s): Frances D. Sheehy
Hearing Site: Boca Raton, FL
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| 14-03458 | 11/10/2015 | Claimant(s): Alfred Hovis
Claimant Lawyers(s): William Scott Turnbull
Respondent(s): Jeanne Mazza
Respondent Lawyers(s): Jeanie Mazza
Arbitrator(s): Stephen Kahane, Andrew Jay Kohan, Dennis R. Surprenant
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00894 | 10/29/2015 | Claimant(s): Christopher Morson
Claimant Lawyers(s): V. Michael Arias
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Steven N. Ainbinder, Monroe Mitchel, Jon Stanley Spisiak
Hearing Site: Boca Raton, FL
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| 15-00052 | 10/22/2015 | Claimant(s): Adam Vore
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): Incapital LLC
Respondent Lawyers(s): Amy G. Doehring
Arbitrator(s): Bernard S. Carrey, Joel F. Martineau, Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 15-01213 | 10/09/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
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| 10-00817 | 09/29/2015 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Steven Ipp
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): George G. Kurschner, Donald Theodore Ryce, Robert S. Shuster
Hearing Site: Boca Raton, FL
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