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FINRA Awards for Carol Maria Luttati

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Displaying 11-15 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0239707/20/2017Claimant(s): Michael Hanna
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): AXA Advisors, MSI Financial Services.
Respondent Lawyers(s): Eunice Jordan, Mark A. Beckman
Arbitrator(s): Carol Maria Luttati
Hearing Site: New York, NY
16-0041103/16/2017Claimant(s): Brian Doherty
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): BGC Financial, L.P.
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Irwin Kahn, Christine Costigan, Carol Maria Luttati
Hearing Site: New York, NY
13-0243203/09/2016Claimant(s): Brian Melbourne, Brian Shepherd
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joe Gehring
Arbitrator(s): Edward W. Morris, Carol Maria Luttati, Jon Martino
Hearing Site: New York, NY
14-0204211/20/2015Claimant(s): Bret Ackerman
Claimant Lawyers(s): Paul H. Aloe
Respondent(s): Evan Schwartzberg, Mathew Van Alstyne, Bonwick Capital Partners, Odeon Capital Group LLC
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Abigail J. Pessen, Carol Maria Luttati, Brian Lawrence Berlandi
Hearing Site: New York, NY
14-0057009/09/2014Claimant(s): Josef Najar
Claimant Lawyers(s): David Robbins
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Martin Jay Siegel, George Sommerfeld, Carol Maria Luttati
Hearing Site: New York, NY

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