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FINRA Awards for John E. Lawlor

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Displaying 11-16 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0173908/28/2012Claimant(s): Robert DePalo
Claimant Lawyers(s): Andrew J. Goodman
Respondent(s): Joseph Scire, Joyce Scire
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): C. Marcus Harris
Hearing Site: Columbia, SC
Expungement
08-0385207/08/2009Claimant(s): Peter Dunne
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Aura Financial Services.
Respondent Lawyers(s): Leon Baer Borstein
Arbitrator(s): Richard W. Cutler, James S. Goddard, Gerald H. Grayson
Hearing Site: New York, NY
08-0298406/26/2009Claimant(s): Jospeh Gunnar & Co.
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brent Porges
Respondent Lawyers(s): Brent M. Porges
Arbitrator(s): William E.S. Browning
Hearing Site: New York, NY
04-0676102/03/2009Claimant(s): Garrett Going
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Brian King, Faith Lee, Joseph McAdams, Robert Gillin, Syndicated Capital.
Respondent Lawyers(s): Brian P King, Liam O'Brien, Marc A. Susswein
Arbitrator(s): Dennis C. Meyerson, Mitchell S. Friedman, Judith C. Greene
Hearing Site: New York, NY
03-0321811/15/2007Claimant(s): Anthony Toran
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Anthony Toran Jr., Prudential Equity Group
Respondent Lawyers(s): Christopher Lewis, Stephen B. Wexler
Arbitrator(s): Marion Yuen, Mitchell Jay Bayer, Ellen R. Badinelli
Hearing Site: New York, NY
04-0831110/11/2007Claimant(s): Prime Capital Services.
Claimant Lawyers(s): Ted Finkelstein
Respondent(s): David Conkling, Raymond Derobbio
Respondent Lawyers(s): John E. Lawlor, Ted Finkelstein
Arbitrator(s): Donald C. Geiszler, Robert E. Anderson, Harvey Casher
Hearing Site: New York, NY

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