FINRA Awards for Demian J. Betz

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Displaying 21-30 out of 31 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-00496	01/08/2019	Claimant(s): Stacie Weiner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., RBC Capital Markets LLC Respondent Lawyers(s): Demian J. Betz, Frank J. Cuccio Arbitrator(s): Robert Titus Hearing Site: Hartford, CT
18-01434	12/13/2018	Claimant(s): Eugene Richardson Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Ira A. Auerbach Hearing Site: Buffalo, NY
17-03061	10/24/2018	Claimant(s): Allen Rosenberg Claimant Lawyers(s): Owen Harnett Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA
18-00942	10/23/2018	Claimant(s): William Oliver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC
17-02636	07/23/2018	Claimant(s): Jason Scheurer Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services, First Union Brokerage Services., Infinex Investments. Respondent Lawyers(s): Demian J. Betz, Gregg Breitbart Arbitrator(s): Gordon M. Wase Hearing Site: Philadelphia, PA
16-03676	10/13/2017	Claimant(s): James White Claimant Lawyers(s): Daniel W. Rucker Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Tracy L. Allen, Jack L. Somers, Michael James Malone Hearing Site: Detroit, MI
16-00683	08/09/2016	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Demian J. Betz Respondent(s): Jeffrey Cappello Respondent Lawyers(s): Jeffrey Mark Cappello Arbitrator(s): Jack A. Helms Hearing Site: Raleigh, NC
15-00588	08/12/2015	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Demian J. Betz Respondent(s): Brian Peters Respondent Lawyers(s): Brian David Peters Arbitrator(s): Donald B. Vaden Hearing Site: Charlotte, NC
14-03141	05/14/2015	Claimant(s): Dawn Bennett Claimant Lawyers(s): David E. Robbins Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Randy Cepuch, David Paul Clark, Aaron Petty Hearing Site: Washington, DC
14-01315	04/16/2015	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Demian J. Betz Respondent(s): Steven Fried Respondent Lawyers(s): Steven Fried Arbitrator(s): Harvey Alan Blicksilver Hearing Site: Boca Raton, FL