FINRA Awards for John Michael Richardson

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02723	12/17/2020	Claimant(s): Keith Goggin Claimant Lawyers(s): Stephen J. Nelson Respondent(s): James Durkin, Integral Derivatives Respondent Lawyers(s): Gary M. Miller, Todd C. Jacobs Arbitrator(s): Paul C. Tang, Kathleen Cawley, John Michael Richardson Hearing Site: New York, NY
16-03350	05/18/2018	Claimant(s): Thomas Lee Claimant Lawyers(s): Jonathan Sack Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Patrick W. Shea Arbitrator(s): John J. Vesey, Kenneth F. Leder, John Michael Richardson Hearing Site: New York, NY
15-00751	06/30/2016	Claimant(s): William Burke Claimant Lawyers(s): Matthew J. McDonald Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Gregory J. Getz, John Michael Richardson, David Spencer Hearing Site: New York, NY
12-02291	06/05/2013	Claimant(s): Caroline Kulik Claimant Lawyers(s): Vlad G. Spitzer Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): Joseph W. Lodato, Linda J. Baer, John Michael Richardson Hearing Site: New York, NY