FINRA Awards for Robert D. Sussin

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-30 out of 53 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02428	12/16/2020	Claimant(s): Kestra Financial., Kestra Investment Services Claimant Lawyers(s): Richard A D'Amura Respondent(s): Clyde Ford Respondent Lawyers(s): Clyde Warren Ford Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
20-00820	11/06/2020	Claimant(s): Edward Fernandez Claimant Lawyers(s): Benjamin Winograd Respondent(s): Pacific Cornerstone Capital Incorporated Respondent Lawyers(s): Registered Agent Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
20-01171	11/04/2020	Claimant(s): Robert Tomlinson Claimant Lawyers(s): Chelsea Masters Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
20-00797	09/17/2020	Claimant(s): Sam Bhushan Claimant Lawyers(s): Frances Menzer Respondent(s): Cabin Securities. Respondent Lawyers(s): WM. Brian Candler Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
20-00127	08/27/2020	Claimant(s): Melissa Kumalaputra Claimant Lawyers(s): Frances Menzer Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
20-00121	08/26/2020	Claimant(s): Casey Sletten Claimant Lawyers(s): Frances Menzer Respondent(s): Principal Funds Distributor. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
19-02781	06/04/2020	Claimant(s): Luis-Diego Quiroz Claimant Lawyers(s): Michael Bessette Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
18-04362	02/11/2020	Claimant(s): Cynthia Couyoumjian Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC, First Allied Securities. Respondent Lawyers(s): Jeremy Wooden, Jon D. Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
19-01458	01/30/2020	Claimant(s): David Choi Claimant Lawyers(s): Harris Freeman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D, Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
19-00467	10/16/2019	Claimant(s): Jerald Halverson, Michael Winn Claimant Lawyers(s): Jeffrey K. Riffer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elyse W. Whitehead Arbitrator(s): Robert D. Sussin, Christine A. Page, Richard M. Norman Hearing Site: Los Angeles, CA