| 17-02450 | 06/29/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Polese
Respondent Lawyers(s): James S Polese
Arbitrator(s): Andrea J. Goldman
Hearing Site: Boston, MA
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| 17-01618 | 05/09/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Donavan Mayes, Gayle Bullock, William Bullock
Respondent Lawyers(s): Stephany D. McLaughlin, Timothy N Will
Arbitrator(s): Andrew M. Mintzer, Dorothy B. Strackbein, Owen Frances
Hearing Site: Los Angeles, CA
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| 17-02026 | 05/07/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Allison Lintell
Respondent Lawyers(s): Jesse H. Kibort
Arbitrator(s): Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
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| 17-02859 | 02/28/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Theodore Tadeusiak
Respondent Lawyers(s): Theodore James Tadeusiak
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
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| 17-02405 | 01/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Ellen Donnelly
Respondent Lawyers(s): Ellen Jane Donnelly
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
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| 16-02807 | 12/29/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Travis Chapin
Respondent(s): Sean Daly
Respondent Lawyers(s): Sean Declan Daly
Arbitrator(s): F. Chet Taylor, Leo G. Stern, Frank Abramson
Hearing Site: Minneapolis, MN
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| 17-01490 | 11/14/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): David Olson
Respondent Lawyers(s): David Warren Olson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
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| 17-01784 | 11/09/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Hanieh Sadat Hendi
Respondent Lawyers(s): Hanieh Sadat Hendi
Arbitrator(s): Alan Stamm
Hearing Site: Los Angeles, CA
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| 17-01802 | 11/01/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Barry Connell
Respondent Lawyers(s): Barry Franklin Connell
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
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| 16-03466 | 05/31/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Gregg Weiss
Respondent Lawyers(s): Gregg Brian Weiss
Arbitrator(s): Richard J. Kaplan
Hearing Site: Boca Raton, FL
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