| 19-01676 | 02/19/2020 | Claimant(s): Brent Henry, Dustin Colebank, Pamela Raben
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Lynne M. Gomez
Hearing Site: Little Rock, AR
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| 19-00686 | 01/21/2020 | Claimant(s): Ronald Cameron
Claimant Lawyers(s): Richard T. Donovan
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): James Paul Beachboard, Scott T. Clavenna, Julie Marie Miller
Hearing Site: Little Rock, AR
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| 19-01033 | 10/30/2019 | Claimant(s): Patrick Borecky
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Marcia A. Washkuhn
Arbitrator(s): Allan R. Lazor
Hearing Site: Little Rock, AR
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| 19-00885 | 10/24/2019 | Claimant(s): Edward Hildebrand
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Stephens
Respondent Lawyers(s): Jana Kim Fowler
Arbitrator(s): Lynne M. Gomez
Hearing Site: Little Rock, AR
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| 18-00013 | 01/10/2019 | Claimant(s): James Elam
Claimant Lawyers(s): James Warren Elam
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Matthew R. Salamon, Mary Esther Escobedo, Joseph Neal Richardson
Hearing Site: Little Rock, AR
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| 17-02114 | 01/10/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): James Mackey
Respondent Lawyers(s): James Lee Mackey
Arbitrator(s): Maryanne M. Esser
Hearing Site: Little Rock, AR
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| 17-00626 | 10/25/2017 | Claimant(s): Kevin Wilson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): David F. Barrett
Hearing Site: Little Rock, AR
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| 15-00982 | 08/11/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Andrew M. DeLucia
Respondent(s): Billy Allen
Respondent Lawyers(s): Billy Wayne Allen
Arbitrator(s): Jeff Abrams
Hearing Site: Little Rock, AR
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| 15-03066 | 03/08/2016 | Claimant(s): Crews & Associates.
Claimant Lawyers(s): Lindsey K. Bell
Respondent(s): Anthony Henderson
Respondent Lawyers(s): Keith I. Billingsley
Arbitrator(s): Patrice L. Stewart, Eric Spencer Buchanan, Elton W. Chartrand
Hearing Site: Little Rock, AR
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| 14-00377 | 11/25/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mary Jo Hamill Cantu
Respondent(s): Sidney Banks
Respondent Lawyers(s): Sidney Eugene Banks
Arbitrator(s): C. Sumpter Logan
Hearing Site: Little Rock, AR
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