| 10-03600 | 02/27/2012 | Claimant(s): Ceros Financial Services.
Claimant Lawyers(s): Mitchell E. Herr
Respondent(s): Frank Heinemann, Mark Fidelak, Sebastian Ullmann
Respondent Lawyers(s): Brian Kennedy
Arbitrator(s): David Hirschberg, David I. Goldblatt, Barbara Sullivan-Parry
Hearing Site: New York, NY
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| 10-04496 | 02/16/2012 | Claimant(s): Peter Bilden
Claimant Lawyers(s): Eric R. Stern
Respondent(s): Macquarie Capital (USA) Inc.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): David I. Goldblatt, Alvin Green, Robert L. Herskovits
Hearing Site: New York, NY
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| 10-04845 | 11/25/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Kevin Kelly
Respondent Lawyers(s): Maureen S. Binetti
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
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| 11-01797 | 10/24/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Frank J. Vitolo
Respondent(s): Esteban Llavallol
Respondent Lawyers(s): Esteban E. Llavallol
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 11-01711 | 09/01/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Kevin Blackburn
Respondent Lawyers(s): Kevin Ross Blackburn
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
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| 11-01010 | 08/02/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Alfred Nittoli
Respondent Lawyers(s): Alfred Thomas Nittoli
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
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| 10-05274 | 06/24/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Christopher Keosseian
Respondent Lawyers(s): Christopher Keosseian
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
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| 10-01743 | 06/08/2011 | Claimant(s): Glenn Garmont
Claimant Lawyers(s): Eric J. Shames
Respondent(s): Gleacher & Company Securities., Gleacher & Company.
Respondent Lawyers(s): Richard G. Kass
Arbitrator(s): Burton M. Fendelman, David I. Goldblatt, Andrew J. Gerber
Hearing Site: New York, NY
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| 09-05685 | 05/20/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Robert Kantor
Respondent Lawyers(s): Robert Alan Kantor
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
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| 10-04685 | 04/19/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Sherry DeGenaro
Respondent Lawyers(s): Sherry DeGenaro
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
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