| 10-02926 | 01/20/2011 | Claimant(s): Joseph Zielinski
Claimant Lawyers(s): Joseph Anthony Zielkinski
Respondent(s): Joseph Caruso
Respondent Lawyers(s): Joseph C. Caruso
Arbitrator(s): Doris J. Dabrowski
Hearing Site: Philadelphia, PA
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| 09-06381 | 01/19/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Cari A. Lewis
Respondent(s): Michael Chmielewski
Respondent Lawyers(s): Michael D. Chmielewski
Arbitrator(s): C. Sidney Lester
Hearing Site: Philadelphia, PA
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| 09-05489 | 01/11/2011 | Claimant(s): George Saltzman
Claimant Lawyers(s): David F. McComb
Respondent(s): Jeffrey Smith, Morgan Stanley
Respondent Lawyers(s): Allison J. Adler
Arbitrator(s): Guillermo L. Bosch, Elizabeth A. McKinney, Richard N. Kelmans
Hearing Site: Philadelphia, PA
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| 09-06136 | 12/07/2010 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): William E. Mahoney
Respondent(s): Craig Rappaport
Respondent Lawyers(s): Craig H. Rappaport
Arbitrator(s): John J. Jordan, Sanford S. Stevens, Carl E. Esser
Hearing Site: Philadelphia, PA
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| 10-00741 | 12/06/2010 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Michael Gavin
Respondent Lawyers(s): Michael Francis Gavin
Arbitrator(s): Sanford S. Stevens
Hearing Site: Philadelphia, PA
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| 10-02807 | 11/09/2010 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Troy Lambert
Respondent Lawyers(s): Troy Lambert
Arbitrator(s): Jack Friedman
Hearing Site: Philadelphia, PA
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| 09-06253 | 11/02/2010 | Claimant(s): Nathaniel Finkin
Claimant Lawyers(s): Nathaniel Finkin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph E. Gehring
Arbitrator(s): Debra G. Speyer, Jordan Roy Nelson, Fred M. Fleisher
Hearing Site: Philadelphia, PA
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| 08-04546 | 10/05/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Werner
Respondent Lawyers(s): Christopher R. Travis
Arbitrator(s): Jeffrey Steinberg, Felix A. Meschini, Robert W. Ratti
Hearing Site: Philadelphia, PA
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| 10-00061 | 08/27/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher C. Young
Respondent(s): James Tatlow
Respondent Lawyers(s): William J. Galbally
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
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| 07-02623 | 08/10/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): John E. MacDonald
Respondent(s): John Zannakis
Respondent Lawyers(s): Jeffrey S. Stewart
Arbitrator(s): John J. Jordan, Steven T. Stern, Robert C. Scanlan
Hearing Site: Philadelphia, PA
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