Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00979 | 02/05/2024 | Claimant(s): Matthew Fitzgerald Claimant Lawyers(s): Randi Perry Spallina Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 23-00901 | 01/11/2024 | Claimant(s): Travis Hughes Claimant Lawyers(s): Eric A. Michaels Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Roger A. Geddes Hearing Site: Albuquerque, NM | ||
| 22-00889 | 04/11/2023 | Claimant(s): Mark Napolin, Michael Kiefer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Roger A. Geddes Hearing Site: Albuquerque, NM | ||
| 20-01486 | 05/27/2021 | Claimant(s): Orion Willis Claimant Lawyers(s): Jennifer P. Ferrar Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael T. West Arbitrator(s): Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 20-01770 | 02/19/2021 | Claimant(s): George Bruneau Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ashley Kutz Kelley Arbitrator(s): Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 19-02017 | 02/14/2020 | Claimant(s): Brent Pine Claimant Lawyers(s): Stephan Louviere Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Z. Vourakis Arbitrator(s): Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 16-03162 | 06/04/2018 | Claimant(s): First Command Financial Planning. Claimant Lawyers(s): Karen C. Denney Respondent(s): John Velez Respondent Lawyers(s): Cody L. Towns Arbitrator(s): Frank R. Mead, Roger A. Geddes, Stephen David Bauer Hearing Site: Phoenix, AZ | ||
| 16-01255 | 05/21/2018 | Claimant(s): Cameron Eskandari Claimant Lawyers(s): Jon-Jorge Aras Respondent(s): Jamie Bennett, Kevin Loud, Silber Bennett Financial. Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): James E. Stark, Virginia H. Wertz, Roger A. Geddes Hearing Site: Phoenix, AZ |