Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02882 | 08/26/2024 | Claimant(s): Dan Wagner Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Arkadios Capital Respondent Lawyers(s): Gary Schwartz Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC | ||
| 23-02889 | 07/29/2024 | Claimant(s): Jeannette Adcock Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Wintrust Investments LLC Respondent Lawyers(s): Melvin G. Moseley Arbitrator(s): Theodore W. Wrobleski Hearing Site: Chicago, IL | ||
| 23-02849 | 06/14/2024 | Claimant(s): Gordon Davis Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Richard S. Zaifert Hearing Site: Raleigh, NC | ||
| 23-02775 | 05/21/2024 | Claimant(s): James Shuttleworth Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Shannon M. Wheaton Arbitrator(s): David Adams Reif Hearing Site: Hartford, CT | ||
| 23-02923 | 04/02/2024 | Claimant(s): Jaime Toro Lavergne Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramirez-Morales Arbitrator(s): Steven Gerard Goerke Hearing Site: San Juan, PR | ||
| 22-02941 | 07/11/2023 | Claimant(s): William Mitchell Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Robert David Epstein Hearing Site: Cincinnati, OH |