| 22-00809 | 08/16/2024 | Claimant(s): Ariel Tavor
Claimant Lawyers(s): Ariel Tavor
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
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| 23-01216 | 11/20/2023 | Claimant(s): James Cipriotti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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| 21-03039 | 06/02/2023 | Claimant(s): Benjamin Zimbel
Claimant Lawyers(s): Alan D. Rose
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
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| 21-01004 | 06/09/2022 | Claimant(s): William McCormack
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Eric Seeley
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Philip S. Cottone, Gregory J. Spadea, Lorrie E Whitfield
Hearing Site: Philadelphia, PA
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| 20-01624 | 02/12/2021 | Claimant(s): David Ellowitch
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
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| 19-00395 | 10/21/2020 | Claimant(s): Brian Kennedy, Vincent Catalano
Claimant Lawyers(s): David J. Freniere
Respondent(s): John Dimonda, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): John J. Jordan, Louis P. Wagman, Stephen Samuel Werner
Hearing Site: Philadelphia, PA
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| 20-01133 | 09/25/2020 | Claimant(s): Bruce Linger
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Louis H Miron
Hearing Site: Newark, NJ
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| 20-00136 | 07/20/2020 | Claimant(s): Christopher Goudey, Michael Squier
Claimant Lawyers(s): Paula D. Shaffner
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Ginene A. Lewis
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
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| 18-00911 | 02/15/2019 | Claimant(s): William Jordan, WNJ Capital
Claimant Lawyers(s): Scott E. Diamond
Respondent(s): David Joyce
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Rafael A. Porrata-Doria, Peter George Erdely, John Chidester Heywood
Hearing Site: Philadelphia, PA
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| 13-03478 | 05/25/2016 | Claimant(s): Kimberly Welsh
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): B. J. Krintzman, Xiomara Corral, Thomas Matthew Madden
Hearing Site: Boston, MA
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