Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00031 | 10/02/2020 | Claimant(s): Christopher Walker Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc. Respondent Lawyers(s): Nuviah Shirazi, Omar Perez Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO | ||
| 20-01212 | 09/21/2020 | Claimant(s): David Van Acker, Paul Van Acker Claimant Lawyers(s): Cheryl Shao-Raw Chang Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-02890 | 09/17/2020 | Claimant(s): Andrew Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 20-01107 | 08/19/2020 | Claimant(s): Albert Carpenter Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley, UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Amanda B. Protess, Omar Perez, Trae D. Meyr Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 19-02957 | 07/15/2020 | Claimant(s): Chuck Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 19-02983 | 07/14/2020 | Claimant(s): Robert Daly Claimant Lawyers(s): Julie Z. Kimball Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Hearing Site: Los Angeles, CA | ||
| 19-02226 | 06/02/2020 | Claimant(s): Robert Dolle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 19-02324 | 03/23/2020 | Claimant(s): David Vigil Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Brian Michael Kane Hearing Site: Jacksonville, FL | ||
| 19-00814 | 02/25/2020 | Claimant(s): Joel Breiter Claimant Lawyers(s): Angela Turiano Respondent(s): Oppenheimer & Co.., UBS Financial Services Inc. Respondent Lawyers(s): John T. McGuire, Omar Perez Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 19-02774 | 02/25/2020 | Claimant(s): Robert Gilman Claimant Lawyers(s): John Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY |