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FINRA Awards for Edward Jones

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Displaying 81-90 out of 138 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0174101/15/2020Claimant(s): Natalie Brinkman
Claimant Lawyers(s): Elizabeth P. Ridley
Respondent(s): Edward Jones
Respondent Lawyers(s): Annie Zaffuto
Arbitrator(s): Susan L. Walker
Hearing Site: Minneapolis, MN
18-0128201/10/2020Claimant(s): Kristin Anderson
Claimant Lawyers(s): Morgan D. Schut
Respondent(s): Edward Jones
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Chicago, IL
19-0016901/08/2020Claimant(s): James Zahakos
Claimant Lawyers(s): Michael Bessette
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul A. Yarns
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
19-0076112/11/2019Claimant(s): Kelly Daniels
Claimant Lawyers(s): Gregory Simon
Respondent(s): Edward Jones
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
19-0108010/31/2019Claimant(s): Benjamin Domingue
Claimant Lawyers(s): Michael O'Gara
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Brian James Tagtmeier
Hearing Site: New Orleans, LA
19-0015810/15/2019Claimant(s): Aaron Ogea
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Carolyn D. Roch
Arbitrator(s): Mark C Watler
Hearing Site: New Orleans, LA
19-0014208/15/2019Claimant(s): Sima Alefi
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
19-0015507/19/2019Claimant(s): Michael Kanner
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul A. Yarns
Arbitrator(s): Randy R. Freedman, Gloria O. North, Frederick P. Hartman
Hearing Site: Boca Raton, FL
18-0424207/08/2019Claimant(s): Thomas Walker
Claimant Lawyers(s): Matthew Wolper
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul A. Yarns
Arbitrator(s): Philip Aaron Tymon
Hearing Site: Portland, OR
18-0283504/10/2019Claimant(s): William Lendl
Claimant Lawyers(s): Michael Bessette
Respondent(s): Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH

138 Results

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