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FINRA Awards for Carolyn LaMar

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Displaying 11-20 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0523206/23/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Steven Matuszewski
Respondent Lawyers(s): Steven Matuszewski
Arbitrator(s): Edward Houry
Hearing Site: Washington, DC
10-0401706/09/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Jess Perez
Respondent Lawyers(s): Jess Perez
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
10-0501205/02/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Teddy Ezzell
Respondent Lawyers(s): Teddy R Ezzell
Arbitrator(s): Dennis R. Frohlich
Hearing Site: Denver, CO
10-0518704/27/2011Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Richard Goldman
Respondent Lawyers(s): Richard Goldman
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
10-0428304/14/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Tony Barbisan
Respondent Lawyers(s): Tony Carlo Barbisan
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
10-0494804/14/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Stephen Baxter
Respondent Lawyers(s): Stephen Lee Baxter
Arbitrator(s): James N. D'Orso
Hearing Site: Honolulu, HI
10-0470204/11/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Michael Sonnichsen
Respondent Lawyers(s): David J. Hase
Arbitrator(s): Herbert H. Neuer
Hearing Site: Milwaukee, WI
10-0397903/02/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Priscilla Jones
Respondent Lawyers(s): Priscilla Ann Jones
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
10-0420103/02/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): James May
Respondent Lawyers(s): K.S. Gator Dunn
Arbitrator(s): Malcolm Edwin Whittaker
Hearing Site: Houston, TX
10-0418102/28/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Marc Chait
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Monica I. Salis
Hearing Site: Ft. Lauderdale, FL

21 Results

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