Potomac Analytics' Logo

FINRA Awards for Raymond James Financial Services.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 31-40 out of 117 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0319306/21/2021Claimant(s): John Cassandra
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
20-0277605/19/2021Claimant(s): Gordon Wollman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Rapid City, SD
20-0257104/29/2021Claimant(s): David Van Geffen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Allan R. Lazor
Hearing Site: New Orleans, LA
20-0300403/31/2021Claimant(s): Thomas Weissenburger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Frederick Ramos
Hearing Site: Des Moines, IA
20-0110603/15/2021Claimant(s): Joseph Williams
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): M. Todd Sullivan
Arbitrator(s): Michael E. Weddington, Michael J. Pasquale, Charles Robert Moore
Hearing Site: Raleigh, NC
20-0203212/16/2020Claimant(s): Donald Jankowski
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
20-0091111/10/2020Claimant(s): John Scambray
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
20-0216911/09/2020Claimant(s): Vonna Husby
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Ameriprise Financial Services, Raymond James Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier, Kevin M. Cuddy
Arbitrator(s): Dean J. Dietrich
Hearing Site: Anchorage, AK
20-0136411/04/2020Claimant(s): Thomas Hamlin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Timothy W. Snider
Arbitrator(s): David William Hickman
Hearing Site: Portland, OR
19-0364909/04/2020Claimant(s): Robert Binkele
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Raymond James Financial Services., J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Robert Rudnicki
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA

117 Results

Display: