Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00161 | 09/15/2023 | Claimant(s): Paul Siegel Claimant Lawyers(s): Chelsea Bauer Respondent(s): Morgan Stanley Respondent Lawyers(s): Emily Z. Culbertson Arbitrator(s): Timothy J. Kroll Hearing Site: Phoenix, AZ | ||
| 20-03178 | 04/21/2021 | Claimant(s): Todd Anderson Claimant Lawyers(s): Ross J. Kartez Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Timothy J. Kroll Hearing Site: Phoenix, AZ | ||
| 20-02267 | 11/23/2020 | Claimant(s): Michael Marshall Claimant Lawyers(s): James P. Galvin Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): Timothy J. Kroll Hearing Site: Phoenix, AZ | ||
| 18-03657 | 06/28/2019 | Claimant(s): Paul Axberg Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Scott R. Forbush Arbitrator(s): Timothy J. Kroll Hearing Site: Phoenix, AZ | ||
| 17-00154 | 05/22/2018 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Matthew P. Fischer Respondent(s): Eric Harding Respondent Lawyers(s): Eric Wayne Harding Arbitrator(s): Paul A. Cash, Timothy J. Kroll, Stephen Arthur Caine Hearing Site: Phoenix, AZ |