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FINRA Awards for Wells Fargo Clearing Services

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Displaying 21-30 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0069605/24/2024Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Madelon M. Rosenfeld, Glen R. Stifelman, Eugene G. P. Byrne
Hearing Site: New York, NY
23-0158905/21/2024Claimant(s): Alberto Velasco
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
23-0149305/17/2024Claimant(s): Glen Strauss
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services, Lehman Brothers Inc
Respondent Lawyers(s): Christopher K. Kiplok, Geoff Beckham
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
24-0024305/16/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason D. Evans
Respondent(s): Carol Miller
Respondent Lawyers(s): Carol Suzanne Miller
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
24-0039205/15/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gabriel Lee-Sanchez
Respondent(s): Sevag Haddadian
Respondent Lawyers(s): Sevag Raffi Haddadian
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
22-0161405/15/2024Claimant(s): Christopher Wienecke
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Yvette Cecilia Hatfield
Hearing Site: Baltimore, MD
22-0003705/10/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joseph Seidler
Respondent Lawyers(s): Mark Thomas
Arbitrator(s): D. Peter Gleichenhaus, Meredith F. Hoffman, Enrique Colin
Hearing Site: San Francisco, CA
24-0020705/08/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Robert Boyer
Respondent Lawyers(s): Robert Anthony Boyer
Arbitrator(s): Mark H. Stein
Hearing Site: Philadelphia, PA
23-0269205/01/2024Claimant(s): Carl Labruna
Claimant Lawyers(s): Carl John Labruna
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Louis David Huss, Mark A. Jacoby, Lauren Beth Shapiro
Hearing Site: Boca Raton, FL
24-0021604/29/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Howard Graham
Respondent Lawyers(s): Howard Okeefe Graham
Arbitrator(s): Robert H. Putnam
Hearing Site: Jackson, MS

371 Results

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