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FINRA Awards for Wells Fargo Clearing Services

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Displaying 211-220 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0076406/12/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R. Bynum
Respondent(s): Giovanni Malatesta
Respondent Lawyers(s): Giovanni Antonio Malatesta
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
19-0287706/08/2020Claimant(s): William Laheta
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Peter Ordower
Hearing Site: Chicago, IL
20-0058105/29/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Tracey Salmon-Smith
Respondent(s): Nelson Polun
Respondent Lawyers(s): Nelson M. Polun
Arbitrator(s): Elliot B. Platt
Hearing Site: Baltimore, MD
19-0369905/28/2020Claimant(s): Keith Kepley
Claimant Lawyers(s): Russ Ferguson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Patricia H. Latham
Hearing Site: Charlotte, NC
20-0053905/28/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kip A. Nesmith
Respondent(s): David Cavender
Respondent Lawyers(s): David Odell Cavender
Arbitrator(s): Muriel Desloovere
Hearing Site: Nashville, TN
19-0345805/15/2020Claimant(s): David Smith
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
19-0081505/11/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N Will
Respondent(s): Lino Safieddine
Respondent Lawyers(s): Lino Safieddine
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
19-0317205/04/2020Claimant(s): Patrick Infante
Claimant Lawyers(s): Jessica Calloway
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
20-0005605/04/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Theodore R. Bynum
Respondent(s): Timothy Murphy
Respondent Lawyers(s): Timothy Matthew Murphy
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
20-0012504/23/2020Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): James McEnerney
Respondent Lawyers(s): James L. McEnerney
Arbitrator(s): Philip J. Glick
Hearing Site: Kansas City, MO

371 Results

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