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FINRA Awards for Denver, CO

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Displaying 10 out of 194 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0050509/27/2024Claimant(s): Anthony Slaybaugh
Claimant Lawyers(s): Alexander Padla
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Michael Arnold
Arbitrator(s): Frances Johnson Wright
Hearing Site: Denver, CO
23-0275408/30/2024Claimant(s): Michael Beard
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
23-0166208/15/2024Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Anthony Paul, Nicholas Hamilton
Respondent Lawyers(s): Kevin D. Galbraith
Arbitrator(s): Joseph M. Costello, Michael J Norton, Rick Gale Doty
Hearing Site: Denver, CO
21-0298308/14/2024Claimant(s): Herbert White, Suzanne Charrin
Claimant Lawyers(s): David Olsky
Respondent(s): Brian Marston, Kimberly Dale
Respondent Lawyers(s): James N. Thomaidis, Patrick Gillette
Arbitrator(s): Charles G. Michaels, Adam Michael Porter, Robert Lee Walters
Hearing Site: Denver, CO
23-0293408/05/2024Claimant(s): Kurt Cambier
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Steve A. Miller, Ronald G. Guida, Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
23-0231007/08/2024Claimant(s): Michael Mcgregor
Claimant Lawyers(s): Harris Freedman
Respondent(s): Harrison Douglas.
Respondent Lawyers(s): Doouglas W. Schriner
Arbitrator(s): Adam Michael Porter
Hearing Site: Denver, CO
22-0280807/01/2024Claimant(s): Michael Huttner
Claimant Lawyers(s): David Allen
Respondent(s): Young America Capital
Respondent Lawyers(s): Maxim Nowak
Arbitrator(s): Frances Johnson Wright, Donald Salcito, Kyu H. Kim
Hearing Site: Denver, CO
23-0285806/14/2024Claimant(s): Amy Duncan
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Moloney Securities Co..
Respondent Lawyers(s): Matthew D. Turner
Arbitrator(s): Adam Michael Porter
Hearing Site: Denver, CO
23-0296006/03/2024Claimant(s): Eric Duncan
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Moloney Securities Co..
Respondent Lawyers(s): Matthew D. Turner
Arbitrator(s): Michael F. Jordan
Hearing Site: Denver, CO
23-0249705/17/2024Claimant(s): Patrick Durst
Claimant Lawyers(s): Brian Luther
Respondent(s): Lifemark Securities Corp.
Respondent Lawyers(s): Alex Georgiev
Arbitrator(s): Michael F. Jordan
Hearing Site: Denver, CO

194 Results

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