| 14-00920 | 08/01/2014 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Rhonda Matthews
Respondent Lawyers(s): Rhonda J. Matthews
Arbitrator(s): Thomas D. Nagle
Hearing Site: Houston, TX
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| 13-02746 | 07/10/2014 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Jill Y. Coen
Respondent(s): Matthew Staten
Respondent Lawyers(s): Matthew Wade Staten
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH
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| 07-03583 | 03/09/2010 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Gregory Tendrich
Respondent(s): Brad Nussbaum
Respondent Lawyers(s): Brad N. Nussbaum
Arbitrator(s): Harry D. Frisch
Hearing Site: Newark, NJ
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| 09-03604 | 03/01/2010 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Jamie Dick
Respondent Lawyers(s): Jamie Lydell Dick
Arbitrator(s): James W. Warren
Hearing Site: Las Vegas, NV
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| 08-00072 | 06/19/2009 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Judy Louie
Respondent(s): Donald Peterson
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Martin Mandel, William R. Rafti, Patrick Owen King
Hearing Site: Reno, NV
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| 07-02934 | 05/22/2008 | Claimant(s): Andrew Aragona
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wachovia Securities Financial Network
Respondent Lawyers(s): Patricia Morales Christiansen
Arbitrator(s): Dean R. Mielke, Les R. Campbell, Leon H. Tracy
Hearing Site: Ft. Lauderdale, FL
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| 07-02382 | 04/28/2008 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): William Johnson
Respondent Lawyers(s): William Johnson
Arbitrator(s): David W. Haynes, Michael S. Hill, Walter John Chesney
Hearing Site: Boca Raton, FL
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| 06-03507 | 08/14/2007 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Steve Satter
Respondent(s): Brian Knotts, Robert Hyer
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s): Joan Helen Lukasik, Jerome O. Cohen, Ronald E. Lorentsen
Hearing Site: Seattle, WA
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| 06-03508 | 08/14/2007 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Steve Satter
Respondent(s): Robert Hyer
Respondent Lawyers(s): Martin M. Berliner
Arbitrator(s):
Hearing Site: Seattle, WA
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