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FINRA Awards for Oppenheimer & Co..

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Displaying 121-130 out of 199 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0107609/16/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Richard Borish
Respondent Lawyers(s): Richard E. Borish
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA
11-0377808/01/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Jeremy Hare
Respondent Lawyers(s): Jeremy David Hare
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
08-0334507/10/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Paul Marshall
Respondent Lawyers(s): Glenn D. Delk
Arbitrator(s): Joel Steven Arogeti, Perry Lee Taylor, Harvey R. Linder
Hearing Site: Atlanta, GA
12-0362806/12/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Keith Dagostino
Respondent Lawyers(s): Keith Michael Dagostino
Arbitrator(s): Paul Weinberg
Hearing Site: New York, NY
12-0180805/24/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Julio Almeyda
Respondent Lawyers(s): Julio Almeyda
Arbitrator(s): Monroe Mitchel
Hearing Site: Miami, FL
11-0368205/23/2013Claimant(s): Zachary Drean
Claimant Lawyers(s): Jason A. Achinaco
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Michael H. Gibson
Arbitrator(s): Susan C. Lushing, Ann C. Northern, Richard Bryce Nesson
Hearing Site: New York, NY
11-0475604/23/2013Claimant(s): Gerald Peragine
Claimant Lawyers(s): Jim Moyles
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Joseph F. Pittelli, Caryl S. Bernstein, Jacquelyn M. Shannon
Hearing Site: Wilmington, DE
09-0052604/10/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Bert Gilbert
Respondent Lawyers(s): Bert J. Gilbert
Arbitrator(s): Stephen M. Acerra, Maxwell J. Mahoney, Dennis R. Surprenant
Hearing Site: Boston, MA
12-0151003/21/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Lawrence Schnurmacher
Respondent Lawyers(s): Michael S. Taaffe
Arbitrator(s): George J. Blutstein
Hearing Site: Boca Raton, FL
12-0236403/14/2013Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Robert Blaine
Respondent Lawyers(s): Robert D. Blaine
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC

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