Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02853 | 09/11/2020 | Claimant(s): Craig Zeeb Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Trevor Brown Arbitrator(s): Thomas J. Gmeinder Hearing Site: Minneapolis, MN | ||
| 19-01377 | 08/05/2020 | Claimant(s): Gary Gilbert Claimant Lawyers(s): F. Chet Taylor Respondent(s): Capital Financial Services. Respondent Lawyers(s): Gordon Dihle Arbitrator(s): Frederick Ramos, Robert Drae Venters, Steven Mark Bell Hearing Site: Minneapolis, MN | ||
| 20-00005 | 07/27/2020 | Claimant(s): Dustin Christopherson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): William M. Azkoul Hearing Site: Minneapolis, MN | ||
| 19-02345 | 06/01/2020 | Claimant(s): Jay Thorp Claimant Lawyers(s): F. Chet Taylor Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Phyllis Karasov, Grant D. Sanders, Buffie Ann Blesi Hearing Site: Minneapolis, MN | ||
| 19-02291 | 03/23/2020 | Claimant(s): Tiow Chan Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Phyllis Karasov Hearing Site: Minneapolis, MN | ||
| 19-02837 | 02/24/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Renan Sugarman Respondent(s): Jeffrey Hill Respondent Lawyers(s): Jeffrey Alan Hill Arbitrator(s): Jonathan B. Gilbert Hearing Site: Minneapolis, MN | ||
| 19-01741 | 01/15/2020 | Claimant(s): Natalie Brinkman Claimant Lawyers(s): Elizabeth P. Ridley Respondent(s): Edward Jones Respondent Lawyers(s): Annie Zaffuto Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN | ||
| 19-02840 | 12/30/2019 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): John Church Respondent Lawyers(s): John Dewey Church Arbitrator(s): Leo G. Stern Hearing Site: Minneapolis, MN | ||
| 19-01621 | 12/13/2019 | Claimant(s): Nathan Bergeland Claimant Lawyers(s): Nathan Daniel Bergeland Respondent(s): Gary Orcutt Respondent Lawyers(s): Gary Warren Orcutt Arbitrator(s): Grant D. Sanders Hearing Site: Minneapolis, MN | ||
| 18-03461 | 11/04/2019 | Claimant(s): Jeffrey Rathmanner Claimant Lawyers(s): Brooke D. Anthony Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Thomas J. Gmeinder, Michael Herring, Lindsay Keller Hearing Site: Minneapolis, MN |