| 09-04768 | 07/09/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Clifford Carnes
Respondent Lawyers(s): Clifford K. Carnes
Arbitrator(s): Antoinette C. Robbins
Hearing Site: Columbia, SC
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| 09-06913 | 07/07/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Walter Twetten
Respondent Lawyers(s): Walter Story Twetten
Arbitrator(s): Mary E. Woytek
Hearing Site: Washington, DC
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| 09-06424 | 06/29/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Brian Gass
Respondent Lawyers(s): Brian Lewis Gass
Arbitrator(s): Elwood C. Avery
Hearing Site: Seattle, WA
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| 09-06718 | 06/16/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Robert Lenihan
Respondent Lawyers(s): Robert Joseph Lenihan
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
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| 09-06945 | 05/28/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): James Henry
Respondent Lawyers(s): Phillip C. Green
Arbitrator(s): Mark A. Myers
Hearing Site: Little Rock, AR
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| 09-06435 | 05/25/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Bret Tackett
Respondent Lawyers(s): David J. Linesch
Arbitrator(s): Myron S. Dunay
Hearing Site: Tampa, FL
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| 09-04680 | 04/28/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell Albert
Respondent(s): James Hays, Paul Vannuki, Roland Hansalik, Terry Chase
Respondent Lawyers(s): Mitchell Albert, Roland Hansalik
Arbitrator(s): Dorothy B. Strackbein, Cathleen M. Cobb, Janice A. Salter
Hearing Site: Los Angeles, CA
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| 09-03003 | 04/09/2010 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jason Williams, Wells Fargo Advisors
Respondent Lawyers(s): Henry I. Willett
Arbitrator(s): Anthony J. Frank, Stuart H. Dunn, Donita M. King
Hearing Site: Richmond, VA
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| 10-01047 | 03/30/2010 | Claimant(s): BB&T Investment Services.
Claimant Lawyers(s): T.Jonathan Adams
Respondent(s): Wells Fargo Advisors, Gray Daus
Respondent Lawyers(s): David W. Erb
Arbitrator(s): Robert S. Zuckerman, Robert A. Ames, Celeste A. Beron
Hearing Site: Charlotte, NC
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| 09-05067 | 03/26/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Andrew Park
Respondent(s): Joseph Tiriolo
Respondent Lawyers(s): Joseph Patrick Tiriolo
Arbitrator(s): Francis J. Pavetti
Hearing Site: Hartford, CT
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